Representative Experience
US SOX Compliance & Internal Controls Transformation
Audit, Risk & Controls · North America & Europe
Executive summary
A multinational organisation required support to strengthen Sarbanes-Oxley compliance across finance, operations and technology. Members of Aureliant's leadership team supported the design, implementation and optimisation of enhanced controls, documentation and testing programmes.
Client environment
Manufacturing and technology groups with listed entities operating across North America and Europe under SEC reporting obligations.
Challenge, risk and opportunity
Challenge
Fragmented SOX documentation, control gaps and inconsistent ITGC coverage threatened audit outcomes.
Risk
Material weakness findings, regulatory scrutiny and delayed financial reporting.
Opportunity
A sustainable, scalable compliance framework with stronger management assurance.
Representative experience
Members of Aureliant's leadership team supported multinational organisations in strengthening Sarbanes-Oxley compliance programmes across finance, operations and technology environments.
Programme scope
SOX business process controls
ITGC controls
Risk and Control Matrices (RCMs)
Segregation of duties
Process narratives and walkthroughs
Controls remediation and audit coordination
How the programme was delivered
Current state assessment
Control gap analysis
Design of enhanced controls
Documentation improvements
Testing and assurance support
Remediation programme delivery
Outcomes achieved
Strengthened control environment
Enhanced governance oversight
Improved management assurance
Improved audit readiness
Sustainable compliance framework
Capabilities demonstrated
- SOX
- ITGC
- Controls
- RCM
Service lines
- SOX & Internal Controls
- IT Audit Advisory
- Finance Transformation
Related services
Related industries
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